Disclosures

General Disclaimer

The information provided on the oneone3 website is for general informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any security or investment product. Nothing on this website should be construed as investment, legal, tax, or financial advice.

Securities Disclosure

Securities offered through oneone3 are offered pursuant to applicable exemptions from registration under the Securities Act of 1933, as amended, and are available only to accredited investors as defined under Regulation D. These securities have not been registered with the Securities and Exchange Commission (SEC) or any state securities regulatory authority. The SEC has not reviewed or approved the merits of any offering or the accuracy of any materials.

Risk Factors

Investing in litigation notes involves a high degree of risk and is suitable only for investors who can afford the loss of their entire investment. Key risk factors include:

• Litigation outcomes are inherently uncertain, and there is no guarantee that any underlying case will be resolved favorably or within the projected timeline
• Investments are illiquid; there is no established secondary market for litigation notes, and investors should expect to hold their investment for the full term
• Returns are not guaranteed; actual returns may be materially different from projected or historical returns
• Counterparty risk exists if the opposing party in litigation is unable to satisfy a judgment or settlement
• Changes in applicable laws, regulations, or judicial interpretations may adversely affect the value of investments
• The fixed return component is subject to the credit risk of the underlying obligor

Performance Disclosures

Any performance data, projections, or returns presented on this website are for illustrative purposes only. Past performance is not indicative of future results. Projected returns are based on assumptions that may not be realized, and actual results may differ materially. The investment calculator and any modelling tools on this website are provided for educational purposes and do not constitute a guarantee of returns.

Conflicts of Interest

oneone3 and its affiliates, officers, directors, and employees may have financial interests in the investments described on this website. We strive to manage conflicts of interest transparently and in accordance with our fiduciary obligations. Detailed information about potential conflicts will be provided in the offering documents for each specific investment.

Due Diligence

While oneone3 conducts thorough due diligence on each litigation claim prior to structuring notes, our diligence process does not eliminate investment risk. The information provided about underlying cases is based on the analysis of our legal and investment teams and may not reflect all material facts. Prospective investors should conduct their own independent due diligence and consult with their own advisors.

Forward-Looking Statements

This website may contain forward-looking statements that reflect our current expectations regarding future events and financial performance. These statements involve risks and uncertainties, and actual results may differ materially from those expressed or implied. We undertake no obligation to update forward-looking statements to reflect events or circumstances after the date they are made.

Regulatory Status

oneone3 is not a registered broker-dealer, investment adviser, or bank. We do not provide personalized investment advice. All investment decisions should be made based on your own analysis and the advice of your personal financial, legal, and tax advisors. For specific regulatory inquiries, please contact us at compliance@oneone3.com.

Third-Party Information

This website may contain information sourced from third parties. While we believe this information to be reliable, we make no representations or warranties regarding its accuracy, completeness, or timeliness. We are not responsible for errors or omissions in third-party information.

Contact

For questions about these disclosures or for additional information about our investment offerings, please contact our compliance team at compliance@oneone3.com or through our contact page.